EXAM CSC1 COURSE, VCE CSC1 DUMPS

Exam CSC1 Course, VCE CSC1 Dumps

Exam CSC1 Course, VCE CSC1 Dumps

Blog Article

Tags: Exam CSC1 Course, VCE CSC1 Dumps, CSC1 Valid Test Answers, CSC1 Reliable Test Pdf, CSC1 Test Questions Pdf

Our customer service is available all day, and your problems can be solved efficiently at any time. Last but not least, we can guarantee the security of the purchase process of CSC1 Test Questions and the absolute confidentiality of customer information. You do not have to worry about these issues, because we know that this is a basic condition for us to establish a good business model. If you have any questions, you can always contact us online or email us. We will reply as soon as possible.

I am proud to tell you that our company is definitely one of the most authoritative companies in the international market for CSC1 exam. What's more, we will provide the most considerate after sale service for our customers in twenty four hours a day seven days a week, therefore, our company is really the best choice for you to buy the CSC1 Training Materials. You can just feel rest assured that our after sale service staffs are always here waiting for offering you our services on our CSC1 exam questions. Please feel free to contact us. You will be surprised by our good CSC1 study guide.

>> Exam CSC1 Course <<

VCE CSC1 Dumps | CSC1 Valid Test Answers

There are a lot of experts and professors in our company. All CSC1 study torrent of our company are designed by these excellent experts and professors in different area. Some people want to study on the computer, but some people prefer to study by their mobile phone. Whether you are which kind of people, we can meet your requirements. Because our CSC1 study torrent can support almost any electronic device, including iPod, mobile phone, and computer and so on. If you choose to buy our Canadian Securities Course Exam 1 guide torrent, you will have the opportunity to use our study materials by any electronic equipment when you are at home or other places.

CSI Canadian Securities Course Exam 1 Sample Questions (Q62-Q67):

NEW QUESTION # 62
What obligation dues an IA have when communicating informationabout a preliminary prospectus to prospectiveinvestors?

  • A. The IA must provide a greensheet
  • B. The IA must ensure 3 proxy is mailed to the investors to vote for approval or disapproval of the offering.
  • C. The IA mum record the names addresses of those who have requested and received a preliminary prospectus
  • D. The IA must make a tombstone advertisement.

Answer: C

Explanation:
Investment advisors (IAs) are required to record the names and addresses of all individuals who have requested and received a preliminary prospectus. This ensures compliance with securities regulations and provides a record for follow-ups and potential disclosures related to the offering.
* A. The IA must ensure a proxy is mailed: Proxy voting is related to shareholder meetings, not the prospectus distribution.
* B. The IA must provide a greensheet: A greensheet is used internally by investment firms, not distributed to clients.
* C. The IA must make a tombstone advertisement: Tombstone advertisements are created by the issuer, not the IA.


NEW QUESTION # 63
What is the impact of a stock split on the number of shares held by the shareholders and theirprice?

  • A. The number of shares increases and the share price decreases.
  • B. The number of shares decreases and the share price decreases.
  • C. The number of shares Increases and theshare price Increases.
  • D. The number of shares decreases and the share price eases

Answer: A

Explanation:
Stock index performance is best measured usingpercentage changesrather than absolute values like point changes, relative values, or share price changes. This is because percentage changes provide a normalized measure of performance, allowing for meaningful comparisons over time or between different indexes, regardless of their starting levels or the specific units in which the index is expressed.
* Comparative Analysis: Percentage changes allow investors to compare the performance of indexes with vastly different base values or compositions. For example, a 100-point movement on a low-value index might be significant, while the same point movement on a high-value index might be trivial.
* Normalized Returns: They normalize the performance, enabling easier tracking of relative gains or losses over time.
* International Relevance: With global markets often using indexes based on different currencies or methodologies, percentage changes standardize comparisons across markets.
* A. Relative value changes: This term lacks a precise definition in the context of performance measurement and is not commonly used in evaluating index performance.
* B. Point changes: While point changes are informative for intraday movements or headlines, they lack context without knowing the index's value. For example, a 50-point drop could represent 0.5% or 5%, depending on the index level.
* C. Share price changes: This is specific to individual securities and does not apply to indexes, which aggregate multiple stocks.
Why Percentage Changes?Incorrect Options:Reference from the CSC® Study Material:The Canadian Securities Course explains the role of indexes in tracking market performance and highlights the importance of percentage changes for measuring and interpreting their performance. This is because percentage changes provide consistency and relevance when comparing different periods or indexes with varying base values (CSC Volume 1, Chapter 8, "Stock Indexes and Averages").
Key Concepts Related to Index Performance:
* Market indexes represent a basket of securities designed to reflect the overall performance of a specific market or sector.
* Percentage changes effectively capture market sentiment and performance trends.
* Common Canadian market indexes such as the S&P/TSX Composite Index and international indexes like the S&P 500 often report movements in both points and percentages, with the latter providing a more accurate representation of market dynamics.
This understanding is fundamental for financial professionals analyzing market trends, investment performance, and conducting portfolio management.
References:
* CSC Volume 1, Chapter 8, "Equity Securities: Common and Preferred Shares - Stock Indexes and Averages".
* CSC Volume 1, Chapter 7, "Fixed-Income Securities: Pricing and Trading - Bond Indexes" for comparative index concepts.


NEW QUESTION # 64
A politician promises to lower income taxes and increase government spending on social programs. but once selected her government's high debt level prevents her from doing so. Which challenge has this politician faced?

  • A. Unsynchronized fiscal and monetary policies.
  • B. Political business cycle
  • C. Co-ordination of federal, Provincial, and municipal policies
  • D. Timing lags

Answer: D

Explanation:
Timing lags refer to delays between the implementation of fiscal policy measures (such as tax cuts or increased government spending) and their impact on the economy. In this case, the politician's government was unable to implement the promised fiscal policies due to the high debt level, which delayed or negated the planned economic measures.
This reflects the challenge of timing lags in fiscal policy, where structural constraints (such as debt levels) prevent timely execution.
References:
* Volume 1, Chapter 5:Economic Policyunder "Challenges of Government Policy" discusses timing lags in implementing fiscal measures (CSC Volume 1, Chapter 5).


NEW QUESTION # 65
Which group is generally considered aprimary derivative dealer in the over-the-counter markets?

  • A. insurance companies.
  • B. Professional individual investors.
  • C. Commodity exporters.
  • D. Chartered banks.

Answer: D

Explanation:
Chartered banks are generally considered primary derivative dealers in the over-the-counter (OTC) markets.
They act as intermediaries and market makers for derivatives like swaps, options, and forwards, facilitating trades between other financial institutions, corporations, and investors.
Their extensive resources, expertise, and regulatory compliance capabilities make them dominant players in the OTC derivatives market.
Study Document References:
* Volume 1, Chapter 10:Primary Derivative Dealers and OTC Markets, explaining the role of chartered banks in derivatives.


NEW QUESTION # 66
Which derivatives transactionhas the greatest default risk?

  • A. Individual investor entering future contract with an institutional investor.
  • B. Exchange-traded equity option contract between an individual investor and a dealer.
  • C. Interest rate forward agreement between an investment dealer and a corporation.
  • D. Individual investor buying shares on an exchange during the ex-rights period.

Answer: C

Explanation:
Aninterest rate forward agreement (FRA)is anover-the-counter (OTC)derivative contract. Unlike exchange- traded derivatives, OTC contracts are not centrally cleared, meaning there is no intermediary to guarantee performance. This increases counterparty (default) risk, making FRAs inherently riskier than exchange-traded contracts.
* A. Individual investor buying shares on an exchange during the ex-rights period: This is a standard transaction involving equity securities, not derivatives, and carries no default risk.
* C. Exchange-traded equity option contract between an individual investor and a dealer: Exchange- traded derivatives are backed by a clearinghouse, which mitigates default risk.
* D. Individual investor entering a futures contract with an institutional investor: Futures contracts are also exchange-traded and centrally cleared, reducing default risk.


NEW QUESTION # 67
......

With our professional experts' unremitting efforts on the reform of our CSC1 guide materials, we can make sure that you can be focused and well-targeted in the shortest time when you are preparing a CSC1 test, simplify complex and ambiguous contents. With the assistance of our CSC1 study torrent you will be more distinctive than your fellow workers, because you will learn to make full use of your fragment time to do something more useful in the same amount of time. All the above services of our CSC1 Practice Test can enable your study more time-saving, energy-saving and labor-saving.

VCE CSC1 Dumps: https://www.2pass4sure.com/Canadian-Securities-Course/CSC1-actual-exam-braindumps.html

CSI Exam CSC1 Course Since it is a portable format, it can be used on a smartphone, tablet, or any other smart device, CSI Exam CSC1 Course The material including practice questions and answers, Everyone has their own characteristics when they start to study our CSC1 exam questions, Same type as the certification exams, CSC1 exam preparation is in multiple-choice questions (MCQs).

As a response to global competition in the past few CSC1 decades, numerous academic and industry studies found that U.S, So when you thinking how topass the CSI CSC1 exam, It's better open your computer, and click the website of 2Pass4sure, then you will see the things you want.

Free download Canadian Securities Course Exam 1 exam study material & CSI CSC1 instant download dumps

Since it is a portable format, it can be used CSC1 Valid Test Answers on a smartphone, tablet, or any other smart device, The material including practice questions and answers, Everyone has their own characteristics when they start to study our CSC1 Exam Questions.

Same type as the certification exams, CSC1 exam preparation is in multiple-choice questions (MCQs), We deeply believe that the CSC1 test torrent of our company will help you pass the CSC1 exam and get your certification successfully in a short time too.

Report this page